Commissioned-Based Investment Advisor Solution

The Geller Group offers commissioned-based investment advisors a competitive advantage not associated with traditional mutual fund clearance and settlement services by providing a multi-fund family platform, a full service third party plan administrator and recordkeeper, and ERISA attorney, and the direct payment of commissions including:

• Brokers leverage Geller Group resources and proven experience in effecting 401(k) solutions, enabling them to focus on their essential education, guidance and relationship management role, and to grow their asset business.
  
  
• The Matrix Broker-Friendly Trading Platform enabling brokers and their plan sponsor clients to access thousands of mutual funds
  
  
• Matrix enables brokers to recieve commissions, 12b-1 fees and other broker revenue directly from each mutual fund group, provided selling agreements are in place
  
  
• Fidelity's Broker Platform provides brokers with access to Fidelity's multi-fund family trading platform and passes 12b-1 and finder's fees to eligible brokers. Geller Group's electronic link with Fidelity enables brokers to compete successfully in today's 401(k) marketplace with Fidelity Investments. The Geller Group enables you to co-brand with Fidelity Investments and maintain control of client relationships, while the custody of plan assets remains safe and secure under the Fidelity platform.
  
  
• Nationwide Financial enables brokers to earn trial commissions on plan assets, deposit commissions on plan asset transfers from a previous plan, as well as deposit commissions on future contributions. Brokers can structure their compensation to close business and maintain long-term relationships. Nationwide's flexible compensation options pay commissions on all plan assets, including money market funds and fixed accounts. Nationwide provides brokers with Fiduciary Services, an on-line fund selection and monitoring tool to perform due diligence and plan reviews.
  
  
• Web technology that enables participants to access their retirement accounts, execute transactions, obtain price-per-share information, view fund performance, request asset allocation advice and review fund data.
  Click here for more about our electronic links with Fidelity, Charles Schwab, Matrix Capital Bank, and the Nationwide Best of America Group Pension Series.